With regulations playing a key role in financial services in the last decade, the use of technology for regulatory processes is quite important. The committee focuses on increasing understanding of technology solutions to fulfil various regulatory requirements from onboarding to monitoring and reporting. The committee has successfully hosted 2 RegTech live events showcasing demos of award winning regtech companies to the membership and will continue to have initiatives on regtech solutions and regulatory practices in fintech for 2019.

Committee Chairs

Irene Lee
Compliance Director, RegtechLead, UBS AG
Brian Tang
Managing Director of the Asia Capital Markets Institute and a Hong Kong-based corporate finance lawyer
View Profile